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J4  2016, Vol. 13 Issue (3): 359-    DOI:
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基于机会窗口的后发国家产业追赶研究——中国智能手机产业的案例
郭磊,周燕芳,蔡虹
西安交通大学管理学院
Research on Catch up in Latecomer Industries Based on Windows of Opportunity——The Case of the Smartphone Industry in China
GUO Lei,ZHOU Yanfang,CAI Hong
Xi’an Jiaotong University, Xi’an,China

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摘要 基于机会窗口的产业追赶模型,系统地给出了中国智能手机产业得以快速实现追赶的一个新解释。从部门创新系统角度,辨识出中国智能手机产业出现的各类追赶机会窗口,进而分别考察后发与在位企业对机会窗口的不同回应。研究表明,部门创新系统的演变导致机会窗口涌现,而机会窗口的开启辅以参与企业的战略回应,这将共同决定产业竞争格局的变迁。研究进一步指出,后发企业在追赶初期能否有效利用机会窗口,主要取决于可获取的外部高级知识以及可调用的互补性资产,而后期对机会窗口的持续把握则需要内在技术创新能力的支撑。
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关键词 部门创新系统 机会窗口 追赶 后发企业 在位企业    
Abstract:This study systematically presents a new interpretation of the rapid catching up of the smartphone industry in China using a model of industrial catch up based on windows of opportunity. From the view of sector innovation system, various types of windows of opportunity in the smartphone industry have been identified. Then we explore the different responses to the windows of opportunity, for latecomer and leading firms, respectively. Our results show that windows of opportunity emerge in the evolution of sector innovation system, and the opening of windows in combination with the strategic response by actors commonly makes the change of firms’ competitive positions in industries. Furthermore, this paper points out that latecomer firms during their initial catching up are able to make full use of windows of opportunity by leveraging the external advanced knowledge available and their complementary assets, while in the later stage of catchingup, inner innovation capabilities become essential for continuously taking advantage of these windows.
Key wordssectoral innovation system    windows of opportunity    catch up    latecomers    incumbents   
收稿日期: 2015-05-27     
基金资助:国家自然科学基金资助项目(71272137,71402135)
通讯作者: 蔡虹(1954~),女,湖北武汉人。西安交通大学(西安市710049)管理学院教授、博士研究生导师。研究方向为技术经济与科技管理。     E-mail: caihong@mail.xjtu.edu.cn
引用本文:   
郭磊,周燕芳,蔡虹. 基于机会窗口的后发国家产业追赶研究——中国智能手机产业的案例[J]. J4, 2016, 13(3): 359-. GUO Lei,ZHOU Yanfang,CAI Hong. Research on Catch up in Latecomer Industries Based on Windows of Opportunity——The Case of the Smartphone Industry in China. J4, 2016, 13(3): 359-.
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