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J4  2016, Vol. 13 Issue (1): 106-    DOI:
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中国工业外资研发与自主创新的耦合协调发展研究
祝影,史晓佩
上海大学经济学院
Theoretical and Empirical Analysis of Foreign Capital R&D and Self-Innovation’s Coupling
ZHU Ying,SHI Xiaopei
Shanghai University, Shanghai, China

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摘要 在研发全球化的浪潮下,以跨国公司为主体的外资研发活动与以内资企业为主体的自主创新活动,共同构成了中国产业研发创新系统。基于产业研发的视角,引用耦合理论对外资研发与自主创新两个系统进行理论建构,分析其间的耦合关联效应,建立两系统的评价指标体系,并根据指标可获性调整指标,运用耦合模型和耦合协调模型,对中国各产业外资研发系统与自主创新系统的耦合协调情况进行实证检验。研究表明,中国产业外资研发与自主创新系统的耦合强度在逐步增加,高技术产业表现得尤为明显;整体协调发展水平在逐步提高,且电子及通信设备制造业一直处于领先地位。
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关键词 外资研发 自主创新 高技术产业 产业研发 耦合评价    
Abstract:Under the tide of globalization of R&D behaviors, foreign capital R&D activities which are always led by multinational corporations, simultaneously with the domestic enterprises’ self-innovation activities constitute the industries’ R&D innovation system of China. Based on the perspective of industries’ R&D, the paper built up two subsystems containing foreign capital R&D subsystem and self-innovation subsystem with the theory of Coupling, illustrated the linkage effect between the two subsystems and established the theoretical index systems for the two subsystems respectively, and then adjusted the index according to its availability. Finally, with the Coupling and Coupling Coordination Model referencing, an empirical test was taken on the coupling strength and coordinated development level of the foreign capital R&D and self-innovation system of China industries’ R&D innovation area. The empirical results show that, in the industries’ R&D innovation system of China, the coupling of strength has been enhanced, especially in the high-tech industries, the overall coordinate development level of the foreign capital R&D and self-innovation system is improving sustainably, and the industry of Electronic and Telecommunication Equipment has always been a leader. Besides, the research conclusions might suggest lessons for setting industry-oriented policies and measures of innovation strategies.
Key wordsforeign capital R&D    self-innovation    high-tech industries    industrial R&D    coupling evaluation   
收稿日期: 2015-06-29     
基金资助:国家自然科学基金青年科学基金资助项目(71303151)
通讯作者: 祝影(1978~),女,河南睢县人。上海大学(上海市 200444)经济学院副教授。研究方向为科技创新与管理。     E-mail: yingzhu78@163.com
引用本文:   
祝影,史晓佩. 中国工业外资研发与自主创新的耦合协调发展研究[J]. J4, 2016, 13(1): 106-. ZHU Ying,SHI Xiaopei. Theoretical and Empirical Analysis of Foreign Capital R&D and Self-Innovation’s Coupling. J4, 2016, 13(1): 106-.
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